Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christie? Claim Your ProfileChristie Ann Giovacchini is an Investment Advisor Representative associated with Charles Schwab & CO., Inc. Christie has been in the industry since 2006. Christie has been registered with Charles Schwab & CO., Inc. since 2021. Christie is also registered as an Investment Advisor Representative in 40 states. In addition to being registered with Charles Schwab & CO., Inc., Christie has previously been registered with TD AMERITRADE, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Christie has passed the Series 66, Series 7, Series 9, and Series 10 examinations. Christie has been registered with FINRA since 2006. Christie is also active with the State of New York as an Investment Advisor. Christie has passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Christie is specialized in Portfolio Management for Individuals and Financial Planning Services. Christie also has a non-investment related business, which is property management with Airbnb.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
04/22/2021 - Present
Charles Schwab & CO., Inc. (New York City NY)
NY
02/08/2022 - 05/19/2024
TD AMERITRADE, INC. (NEW YORK NY)
NJ
10/20/2006 - 04/22/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 12/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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