Unclaimed
Christian W. Harrod is a financial advisor with Stephens in LITTLE ROCK, AR. Christian joined Stephens in November of 2021 and has more than 8 years of experience in the financial services industry. Christian is licensed to provide investment advice in 52 states and is a Registered Representative of Stephens. Christian specializes in providing financial planning, portfolio management for individuals and businesses, and investment advice. Christian holds the Series 7, 9, 10, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
01/19/2022 - Present
Stephens (LITTLE ROCK AR)
BOTH
Issued 01/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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