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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Compton is a financial advisor with over 25 years of experience in the financial services industry. Christian is currently registered with &partners, a firm with over 174 investment advisor representatives and over $1 billion in assets under management. Christian has a long history of working in the financial services industry including working at UBS Financial Services Inc., Wells Fargo Advisors, LLC, and Wells Fargo Clearing Services, LLC. Christian holds Series 6, 7, 31, and 63 securities licenses and is also a Registered Investment Advisor. Christian has earned the Series 65, the Uniform Investment Adviser Law Examination, and the Series 31, the Futures Managed Funds Examination. Christian can help clients with a variety of financial needs, including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
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VA
05/24/2024 - Present
&partners (Glen Allen VA)
VA
04/29/2016 - 05/29/2024
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
01/12/2007 - 05/10/2016
UBS FINANCIAL SERVICES INC. (RICHMOND VA)
VA
10/01/1999 - 01/16/2007
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NC
05/22/1997 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MA
12/08/1995 - 07/21/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/08/1995 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 06/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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