Unclaimed
Christian Kemp is an investment professional with over 30 years of experience in the financial services industry. Christian is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christian has held positions at John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, Merrill Lynch Life Agency, and Bank of America, N.A. Christian has also passed the Series 6, 7, 63 and 65 exams, and the Securities Industry Essentials Examination. Christian holds registrations in multiple states across the US.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
05/07/1997 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
09/17/1992 - 02/17/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/17/1992 - 02/17/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 09/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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