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Christian Simon alexander Hammerbeck

Mizuho Securities USA LLC

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About Christian Simon alexander Hammerbeck

Christian Hammerbeck is a financial advisor with Mizuho Securities USA LLC, a broker-dealer. Christian has been in the industry since April 16, 2013 and has registrations in all 50 states and the District of Columbia. Christian's professional designations include a Series 63 license, a Series 79 license, a Series 24 license, and a SIE license. Christian is a licensed Investment Banking Representative. Christian's previous experience includes time at LLOYDS SECURITIES in New York, NY.

Firm Information

Christian Hammerbeck is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Hammerbeck’s Registration & Firm History

TX

05/09/2016 - Present

Mizuho Securities USA LLC (HOUSTON TX)

NY

05/19/2011 - 06/10/2014

LLOYDS SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/29/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christian Simon alexander Hammerbeck.
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