Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Sherman Wathen is a financial advisor with over 23 years of experience in the financial services industry. Christian has worked for several prominent financial institutions, including First Trust Portfolios L.P. and John Hancock Distributors LLC. Christian is currently registered as a Registered Representative and Investment Advisor Representative with TIAA-CREF Individual & Institutional Services, LLC and serves clients in Wheaton, Illinois. Christian is a highly experienced financial advisor and holds multiple licenses including Series 6, Series 7, Series 63 and Series 65. Christian's expertise covers various areas including financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
IL
12/23/2020 - Present
Tiaa-Cref Individual & Institutional Services, LLC (WHEATON IL)
MA
10/09/2007 - 11/29/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IL
08/01/1997 - 07/24/2002
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
IL
08/26/1996 - 05/23/1997
ZURICH KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IL
11/16/1995 - 08/15/1996
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 06/16/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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