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Christian Ryan Paine

Smbc Nikko Securities America, Inc.

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About Christian Ryan Paine

Christian Paine is a financial professional who has been in the industry since June 1, 2022. Christian currently works with Smbc Nikko Securities America, Inc. and is registered with FINRA. Christian has passed the General Securities Representative Examination, the Operations Professional Examination and the Securities Industry Essentials Examination. Christian's previous experience includes J.P. MORGAN SECURITIES LLC.

Firm Information

Christian Paine is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Paine’s Registration & Firm History

NY

07/24/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

03/13/2020 - 05/04/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/16/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2020

Series 99TO - Operations Professional Examination

BC

Issued 03/13/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Christian Ryan Paine.
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