Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Cappello is a financial advisor who has been in the industry for over 20 years. Christian has a wide range of experience and holds several licenses and certifications, including Series 6, 7, 31, 57, 63 and 66. Christian currently works with Janney Montgomery Scott LLC, a firm based in Philadelphia, PA. Prior to joining Janney, Christian worked at Vanguard Marketing Corporation. Christian's experience and expertise are valuable resources for anyone looking for financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/14/2019 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
08/10/2009 - 05/16/2019
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
04/15/2009 - 07/08/2009
STERNE, AGEE & LEACH, INC. (WEST CONSHOHOCKEN PA)
PA
02/24/2006 - 02/15/2008
PFM FUND DISTRIBUTORS, INC. (PHILADELPHIA PA)
MD
04/30/2002 - 10/10/2005
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
NY
02/14/2001 - 04/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
PA
04/22/1996 - 08/20/1997
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 03/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2016
Series 57 - Securities Trader Exam
BC
Issued 02/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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