Unclaimed
Christian Owen Carrico is a financial advisor at Raymond James Financial Services Advisors, Inc. Christian has been in the financial services industry since 1998. Christian has been registered with the Securities and Exchange Commission (SEC) since 2000 and is currently registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MS
09/19/2013 - Present
Raymond James Financial Services Advisors, Inc. (MAGEE MS)
MS
02/12/2007 - 02/08/2010
UBS FINANCIAL SERVICES INC. (JACKSON MS)
MS
07/12/2002 - 02/12/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (MARGIE MS)
WI
06/13/2000 - 07/15/2002
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
05/14/1998 - 06/05/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/15/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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