Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Pfeiffer is a financial advisor at Wells Fargo Clearing Services, LLC, with over 28 years of experience in the industry. Christian is registered with both FINRA and the states of California, Texas and many others. Christian has a strong background in financial planning and portfolio management for individuals and businesses. Christian is also a Certified Financial Planner™ professional. Christian has held previous roles at CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, GLENFED BROKERAGE SERVICES and BARABAN SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/25/2022 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
05/29/2007 - 12/07/2009
CITIGROUP GLOBAL MARKETS INC. (CONCORD CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (CONCORD CA)
CA
09/22/1995 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
12/20/1994 - 10/27/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
CA
09/08/1994 - 02/15/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 05/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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