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Christian Nickolas Pappas

Cetera Investment Advisers LLC

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About Christian Nickolas Pappas

Christian Pappas is an Investment Advisor Representative with Cetera Investment Advisers LLC. Christian is based in Fairport, NY and has been in the industry since June 2002. Christian has a Series 6, 7, 24, 51 and 66 license. Christian is also registered in the states of Colorado, Florida, Louisiana, Maryland, Massachusetts, New York, Pennsylvania and South Carolina. Christian provides services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and portfolio management for individuals.

Firm Information

Christian Pappas is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

255 WOODCLIFF DRIVE

FAIRPORT, NY 14450

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christian Pappas’s Registration & Firm History

NY

03/31/2021 - Present

Cetera Investment Advisers LLC (FAIRPORT NY)

NY

06/26/2002 - 06/24/2019

FORESTERS FINANCIAL SERVICES, INC. (Fairport NY)

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Licenses & Designations

BOTH

Issued 5/7/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/3/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/21/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/7/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/4/2005

Series 7 - General Securities Representative Examination

BC

Issued 6/25/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christian Nickolas Pappas. Review regulatory record here.
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