Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Filimon is a financial advisor with over 10 years of experience. Christian has held positions at several prominent financial institutions, including J.P. Morgan Securities LLC, Chase Investment Services Corp, HSBC Securities (USA) Inc, TD Ameritrade, Inc, Citigroup Global Markets Inc and Oppenheimer & Co. Inc. Christian currently works at Wells Fargo Clearing Services, LLC, where they are registered as a Registered Representative. Christian is registered to provide financial advice in 15 states and holds a Series 7, Series 63, Series 66, and SIE licenses. Christian is also involved in a variety of other businesses, including a sports-related media podcast and a soccer team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/26/2021 - Present
Wells Fargo Clearing Services, LLC (ENCINO CA)
CA
10/01/2012 - 06/06/2018
J.P. MORGAN SECURITIES LLC (GLENDALE CA)
NY
04/04/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PORT WASHINGTON NY)
NY
07/30/2008 - 03/13/2009
HSBC SECURITIES (USA) INC. (FOREST HILLS NY)
NY
07/05/2007 - 07/02/2008
TD AMERITRADE, INC. (NEW YORK NY)
NY
05/17/2006 - 07/05/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/14/2005 - 01/03/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 05/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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