Unclaimed
Christian Nicholas Dammann is a financial advisor with over 20 years of experience in the financial industry. He is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Christian is a Series 7, 66, 31 and SIE licensed professional, offering a range of investment services. He is also registered with the states of Arizona, California, Colorado, Connecticut, Delaware, Florida, Illinois, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Vermont, and Virginia. Christian has worked with a wide range of clients, including individuals, families, businesses, and institutions. He specializes in providing investment advice, financial planning, and retirement planning services. Christian is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
06/01/2009 - 06/23/2010
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NJ
07/27/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
NY
08/16/2004 - 05/10/2007
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
03/16/2001 - 08/13/2004
LABRANCHE & CO. LLC (NEW YORK NY)
NY
10/01/2000 - 03/16/2001
ROBB PECK MCCOOEY SPECIALIST CORPORATION (NEW YORK NY)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/22/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 09/30/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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