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Christian Michael Stauder

Smbc Nikko Securities America, Inc.

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About Christian Michael Stauder

Christian Stauder is a financial professional with over 20 years of experience in the industry. Christian has a strong track record of success in the securities industry, holding registrations in all 50 states and the District of Columbia. Christian is currently registered with Smbc Nikko Securities America, Inc. and has previously held positions at SG Americas Securities, LLC, NatWest Markets Securities Inc., and Barclays Capital Inc. Christian is also a Series 24 Principal, a Series 3 Commodity Futures, and a Series 7 General Securities Representative. Christian is committed to providing clients with comprehensive financial advice and guidance to help them achieve their financial goals.

Firm Information

Christian Stauder is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Stauder’s Registration & Firm History

NY

08/23/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/29/2021 - 08/09/2022

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

CT

09/19/2005 - 04/21/2021

NATWEST MARKETS SECURITIES INC. (GREENWICH CT)

NY

12/16/1998 - 10/06/2005

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/25/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2013

Series 3 - National Commodity Futures Examination

BC

Issued 11/19/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Christian Michael Stauder.
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