Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Michael Scappin is a financial professional with experience in the securities industry. Christian has been registered with the Securities and Exchange Commission since 2016. Christian is currently registered with First Trust Advisors LP, and has previously been associated with ING Financial Markets LLC. Christian has Series 7, 99, 63, 65, and SIE licenses, and has experience in Portfolio Management for Individuals, Businesses, Investment Companies, and Pooled Investment Vehicles. Christian has a strong track record of working with clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
TX
01/01/2024 - Present
First Trust Advisors LP (AUSTIN TX)
NY
12/15/2016 - 02/19/2019
ING FINANCIAL MARKETS LLC (NEW YORK NY)
IA
Issued 12/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/29/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/29/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/15/2016
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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