Unclaimed
Christian Mauricio Moncayo is a financial advisor with Mizuho Securities USA LLC. Christian has been in the financial industry since June 28, 2005. Christian is registered in 52 states and has passed the Series 63, Series 7 and SIE exams. Previously, Christian was also a registered representative with Cantor Fitzgerald & Co. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/28/2014 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/14/2012 - 05/23/2014
CANTOR FITZGERALD & CO. (NEW YORK NY)
CT
06/03/2005 - 11/21/2012
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 08/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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