Unclaimed
Christian Paulus is a financial advisor with over two years of experience in the industry. Christian Paulus has a broad range of experience having previously worked with Thrivent Investment Management Inc. and J.P. Morgan Securities LLC. Currently, Christian Paulus is registered with Empower Advisory Group, LLC and is licensed to provide financial advice in 45 states. Christian Paulus specializes in working with high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses. Christian Paulus holds licenses in the Series 63, 66, and 7TO exams, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/18/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MN
01/23/2023 - 01/26/2024
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
OR
12/16/2021 - 09/18/2022
J.P. MORGAN SECURITIES LLC (HILLSBORO OR)
OH
05/17/2021 - 08/17/2021
W&S BROKERAGE SERVICES, INC. (FINDLAY OH)
BOTH
Issued 02/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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