Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Wolfe is a financial professional with over 20 years of experience in the industry. Christian is currently registered with RBC Capital Markets, LLC and has also held positions with RAYMOND JAMES FINANCIAL SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, GUARDIAN INVESTOR SERVICES LLC, LEXINGTON FUNDS DISTRIBUTOR, INC., SHERWOOD SECURITIES CORP., NATIONAL DISCOUNT BROKERS, and DEAN WITTER REYNOLDS INC. Christian holds several professional licenses including Series 7, Series 31, Series 63, and Series 66. Christian has experience working with clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, insurance companies, and pooled investment vehicles. Christian's experience and expertise make him a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/18/2022 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
07/08/2019 - 11/20/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (FLORHAM PARK NJ)
NJ
02/20/2019 - 07/01/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NY
05/10/2000 - 06/24/2005
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
AZ
11/18/1997 - 01/27/1999
LEXINGTON FUNDS DISTRIBUTOR, INC. (SCOTTSDALE AZ)
NY
05/13/1994 - 10/23/1997
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NE
01/19/1994 - 05/17/1994
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
09/20/1993 - 12/07/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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