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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Lau is a financial advisor with Synovus Securities, Inc. Christian has been in the financial services industry since 2001. Christian is registered with FINRA as a registered representative and with the SEC as an investment advisor representative. Christian holds the Series 6, 7, 26, 31 and SIE licenses and has earned the Certified Financial Planner designation. Christian has worked with SunTrust Investment Services, Inc. and Merrill Lynch. Christian's current registrations are with Synovus Securities, Inc. in Alabama, Florida, Georgia, Maryland, Michigan, New Jersey, South Carolina, Texas and Utah. Christian works out of the Synovus Securities, Inc. office located in Winter Park, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
02/26/2024 - Present
Synovus Securities, Inc. (WINTER PARK FL)
FL
08/03/2009 - 04/05/2019
SUNTRUST INVESTMENT SERVICES, INC. (WINTER PARK FL)
FL
04/12/2007 - 07/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)
FL
07/18/2002 - 04/23/2007
UBS FINANCIAL SERVICES INC. (ORLANDO FL)
NJ
01/05/2001 - 07/05/2002
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
BOTH
Issued 08/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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