Unclaimed
Christian John Garofalo is a financial advisor with over 20 years of experience in the industry. Christian currently holds registrations with LPL Financial LLC and Tyler-Stone Wealth Management, LLC. Christian's experience includes roles with WS Griffith Securities, Inc., Royal Alliance Associates, Inc. and AXA Advisors, LLC. Christian has a combined total of 18 registrations in the states of California, Colorado, Florida, Georgia, Indiana, Maryland, Massachusetts, Nevada, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas and Virginia. Christian is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/08/2021 - Present
LPL Financial LLC (BEACHWOOD OH)
CT
09/03/2003 - 06/07/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
AZ
07/01/2002 - 09/10/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/27/2000 - 07/12/2002
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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