Unclaimed
Christian Fretz has been in the financial industry since January 2, 2009. Christian currently holds a Series 7, Series 63, and Series 66 license and is registered with Chimera Securities, LLC. Christian has worked for a number of firms over his career, including ASSENT LLC and Trillium Trading LLC. Christian's experience includes a wide range of products including securities trading and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
NY
03/31/2008 - 11/04/2008
ASSENT LLC (NEW YORK NY)
NY
06/21/2005 - 09/28/2006
TRILLIUM TRADING LLC (NEW YORK NY)
MN
12/02/2004 - 04/06/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 06/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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