Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Lopez is a financial advisor with J.v.b. Financial Group, LLC, a firm that is registered with FINRA. Christian's career spans over five years, with prior experience at Broadhaven Securities LLC and Guggenheim Securities, LLC. Christian holds Series 63, SIE, and Series 79 licenses. Christian is registered to provide advisory services in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2021 - Present
J.v.b. Financial Group, LLC (NEW YORK NY)
NY
07/03/2019 - 04/29/2021
BROADHAVEN SECURITIES LLC (New York NY)
NY
09/09/2017 - 06/27/2019
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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