Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Cook is a financial professional with over 25 years of experience in the industry. Christian is currently registered with Capital Client Group, Inc. and holds various licenses including Series 6, 7, 63 and 65. Christian's previous experience includes roles at Fidelity Investments Institutional Services Company, Inc. and T. Rowe Price Investment Services, Inc. Christian specializes in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
02/28/2014 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
RI
07/30/2001 - 02/09/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MD
04/20/1992 - 07/11/2001
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 10/17/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/31/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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