Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Desfosses is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 27 years of experience in the financial services industry. Christian has a broad range of licenses, including Series 6, 7, 31, 63, and 65. Christian has also passed the Securities Industry Essentials Exam (SIE). Christian holds multiple registrations in different states, with a current focus on providing investment advice and brokerage services to clients in Colorado, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/12/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARAMUS NJ)
NY
06/28/1996 - 03/24/2000
PRINCETON FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IA
Issued 09/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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