Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Nieman is an investment advisor representative with over 27 years of experience in the financial services industry. Christian has been with Morgan Stanley since June 2023, and prior to that, Christian was with UBS Financial Services Inc. for over 10 years. Christian holds Series 3, 7, 9, 10, 24, 63 and 66 licenses and is registered in 53 states. Christian is also a board member of the Finance Committee at Judson Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
07/06/2023 - Present
Morgan Stanley (Rochester MI)
MI
04/19/1995 - 03/23/2023
UBS FINANCIAL SERVICES INC. (FARMINGTON HILLS MI)
BOTH
Issued 05/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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