Unclaimed
Christian Barker is a financial advisor with TD Securities (usa) LLC. Christian has been in the financial industry since September 1, 2016 and holds the Series 7, 79, and 63 licenses. Christian is registered in Texas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/02/2016 - Present
TD Securities (usa) LLC (HOUSTON TX)
BC
Issued 01/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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