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Christian James Barker

TD Securities (usa) LLC

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About Christian James Barker

Christian Barker is a financial advisor with TD Securities (usa) LLC. Christian has been in the financial industry since September 1, 2016 and holds the Series 7, 79, and 63 licenses. Christian is registered in Texas and New York.

Firm Information

Christian Barker is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Barker’s Registration & Firm History

TX

09/02/2016 - Present

TD Securities (usa) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 01/13/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/02/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christian James Barker.
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