Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Ortez is an active investment advisor representative with over 18 years of experience in the financial services industry. He has held licenses in California and Texas since 2021. Christian Ortez is currently affiliated with LPL Financial LLC and Mariner Independent, and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Christian Ortez is committed to providing comprehensive financial advice, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/02/2021 - Present
LPL Financial LLC (ROSEVILLE CA)
CA
03/09/2018 - 02/10/2021
WADDELL & REED (CAMPBELL CA)
CA
03/23/2010 - 03/22/2018
LPL FINANCIAL LLC (SAN JOSE CA)
CA
02/03/2010 - 03/23/2010
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
CA
10/23/2009 - 01/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA CLARA CA)
CA
08/01/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA CLARA CA)
CA
07/15/2004 - 07/13/2006
CITIGROUP GLOBAL MARKETS INC. (SAN JOSE CA)
IA
Issued 10/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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