Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Kaplan is a financial advisor with Equitable Distributors, LLC. Christian has been in the financial industry since July 4, 2012. Christian is licensed in 51 states and the District of Columbia. Christian is a Series 63 and Series 66 licensed professional and holds the Series 7 and SIE licenses as well. Christian is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/04/2013 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
12/08/2006 - 02/06/2008
JOSEPH CAPITAL, LLC (NEW YORK NY)
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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