Unclaimed
Christian Schnabel is a registered representative of Northwestern Mutual Investment Services, LLC. Christian has been in the securities industry since August 2011. Christian is licensed to sell securities in Kentucky and is also registered as an Investment Advisor Representative (IAR) in Kentucky. Christian has been with Northwestern Mutual Investment Services, LLC since May 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
10/02/2013 - Present
Northwestern Mutual Investment Services, LLC (LEXINGTON KY)
CA
01/05/2010 - 04/05/2010
EMERSON EQUITY LLC (SAN MATEO CA)
TX
11/25/2009 - 12/23/2009
EVOLVE SECURITIES, INC. (DALLAS TX)
NC
10/21/1998 - 04/16/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
03/14/1994 - 04/28/1995
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 09/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/24/2009
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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