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Christian Grant Schnabel

Northwestern Mutual Investment Services, LLC

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About Christian Grant Schnabel

Christian Grant Schnabel is a registered representative with Northwestern Mutual Investment Services, LLC. Christian is also a registered investment advisor representative in Kentucky. Christian has been in the industry since 2011 and has experience in a variety of financial services, including securities brokerage, investment advisory, and insurance. Christian is a dedicated professional who is committed to providing his clients with the highest quality financial advice and service. Christian earned Series 7, 22, 26, 63, and 66 licenses.

Firm Information

Christian Schnabel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

330 E MAIN ST STE 300

LEXINGTON, KY 40507

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christian Schnabel’s Registration & Firm History

KY

10/02/2013 - Present

Northwestern Mutual Investment Services, LLC (LEXINGTON KY)

CA

01/05/2010 - 04/05/2010

EMERSON EQUITY LLC (SAN MATEO CA)

TX

11/25/2009 - 12/23/2009

EVOLVE SECURITIES, INC. (DALLAS TX)

NC

10/21/1998 - 04/16/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

03/14/1994 - 04/28/1995

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 9/27/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/9/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/5/2013

Series 7 - General Securities Representative Examination

BC

Issued 11/24/2009

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christian Grant Schnabel.
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