Unclaimed
Christian Briel is a financial professional with over 23 years of experience in the industry. Christian is currently registered with iCapital Markets LLC. Christian has a strong track record of success in providing financial advice and investment management services. Christian holds a variety of licenses and certifications including Series 6, 7, 55, 63, and 65. Christian is committed to providing clients with personalized financial planning and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
06/26/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
CO
08/27/2019 - 06/01/2023
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
PA
04/20/2015 - 09/30/2019
MCG SECURITIES LLC (WAYNE PA)
MN
04/11/2000 - 04/13/2015
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
04/11/2000 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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