Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Sorgel is a financial advisor with CCO Capital, LLC in Phoenix, Arizona. Christian has been in the financial industry since December 2, 1997. Christian is licensed in Arizona. Christian has passed the Series 7, Series 63, Series 24, Series 53, Series 99TO, Series 79TO, and SIE exams. Christian previously worked at Sentra Securities Corporation, Spelman & Co., Inc., Sunamerica Securities, Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/04/2004 - Present
CCO Capital, LLC (PHOENIX AZ)
AZ
06/14/2002 - 08/02/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
06/14/2002 - 08/02/2004
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
07/21/1998 - 08/02/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
11/18/1997 - 07/06/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/28/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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