Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Lopez-alavez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Brea, CA. Christian has been working in the financial industry since January 25, 2018 and holds the Series 6, 7, 63, and 66 licenses. Christian has previously worked for Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Citizens Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BREA CA)
CA
05/10/2022 - 09/19/2023
CUSO FINANCIAL SERVICES, L.P. (Riverside CA)
CA
05/17/2021 - 06/03/2022
WELLS FARGO CLEARING SERVICES, LLC (COVINA CA)
PA
01/24/2019 - 11/12/2020
J.P. MORGAN SECURITIES LLC (Philadelphia PA)
PA
05/04/2017 - 11/30/2018
CITIZENS SECURITIES, INC. (PHILADELPHIA PA)
BOTH
Issued 06/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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