Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Rausch is an active investment advisor representative (IAR) in Connecticut. Christian is registered with Cetera Investment Advisers LLC and has been in the industry since 1999. Christian has passed several industry exams including the Series 66, Series 63, Series 10 and the Series 9. Christian also holds the Series 7 and SIE. Christian specializes in financial planning, pension consulting, and portfolio management for both individuals and businesses. Christian has experience working with clients who are individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Christian has been employed by several firms, including Cetera Investment Advisers LLC, First Allied Securities, Inc., Voya Financial Advisors, Inc., Pruco Securities, LLC., Scottrade, Inc., TD Ameritrade, Inc., Prudential Securities Incorporated, and Nichols, Safina, Lerner & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
02/22/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CT
11/12/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
08/13/2019 - 11/13/2019
PRUCO SECURITIES, LLC. (SHELTON CT)
CT
06/09/2014 - 03/09/2018
SCOTTRADE, INC. (WEST HARTFORD CT)
CT
04/05/1999 - 10/21/2013
TD AMERITRADE, INC. (WEST HARTFORD CT)
NY
10/24/1997 - 02/18/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/08/1997 - 10/09/1997
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
NY
02/03/1997 - 02/18/1997
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
BOTH
Issued 07/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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