Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Francis Li is a financial advisor currently associated with LPL Financial LLC. Christian has been in the financial services industry since 1988. Christian holds FINRA Series 7, 63 and 65 licenses as well as the SIE designation. Christian is also a Certified Financial Planner™ professional. Christian has held previous roles with FSC Securities Corporation and Boardwalk Capital Corporation. Christian is registered with the state of California and Texas. Christian has a branch office located at 20955 PATHFINDER RD STE 110, DIAMOND BAR, CA 91765.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/03/2022 - Present
LPL Financial LLC (DIAMOND BAR CA)
CA
03/05/1990 - 10/11/2022
FSC SECURITIES CORPORATION (DIAMOND BAR CA)
NA
03/03/1988 - 02/08/1990
BOARDWALK CAPITAL CORPORATION
IA
Issued 03/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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