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Christian Filiaggi

Cetera Advisors LLC

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About Christian Filiaggi

Christian Filiaggi is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Christian has been working in the securities industry since 2009. Christian is registered with the Financial Industry Regulatory Authority (FINRA). Christian holds the Series 7 and SIE licenses. Christian is located in Saint Cloud, Minnesota.

Firm Information

Christian Filiaggi is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Filiaggi’s Registration & Firm History

MN

12/15/2021 - Present

Cetera Advisors LLC (ST CLOUD MN)

MN

12/15/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Christian Filiaggi. Review regulatory record here.
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