Unclaimed
Christian Parfit is a financial advisor currently affiliated with J.p. Morgan Securities LLC. Christian has been in the industry since October 3, 2019. Christian Parfit is registered with FINRA as a General Securities Representative (Series 7TO) and a Securities Industry Essentials (SIE) representative. Christian also holds Series 63 and Series 65 licenses, enabling Christian to conduct business in both broker-dealer and investment advisory capacities. Christian is also licensed in various states, including Texas, Florida, and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
04/18/2022 - Present
J.p. Morgan Securities LLC (Miami FL)
FL
10/22/2019 - 04/25/2022
UBS FINANCIAL SERVICES INC. (Miami FL)
IA
Issued 09/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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