Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Diaz is a financial professional who has been in the industry since 2023. Christian is currently registered with Northwestern Mutual Investment Services, LLC in New York, NY. Christian previously worked at Fidelity Distributors Company LLC. Christian holds the Series 7TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
05/08/2024 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
RI
10/24/2022 - 02/06/2024
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
BC
Issued 12/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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