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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian David Montero is a financial advisor registered with Morgan Stanley. Christian is registered with both FINRA and the state of South Carolina. Christian has been in the financial services industry since 2008, working for firms such as UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., and E*TRADE Securities LLC. Christian is licensed to provide investment advisory services to individuals, businesses, and institutions in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
09/12/2023 - Present
Morgan Stanley (Indiana Land SC)
NC
04/22/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
10/07/2019 - 04/10/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/05/2016 - 10/08/2019
TD AMERITRADE, INC. (CHARLOTTE NC)
NJ
05/28/2014 - 03/28/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
07/22/2009 - 05/27/2014
PNC INVESTMENTS (MILLBURN NJ)
NJ
06/18/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CRANFORD NJ)
BOTH
Issued 01/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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