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Christian David Anderson

UBS Securities LLC

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About Christian David Anderson

Christian David Anderson is a financial professional with over three years of experience in the securities industry. Christian has a strong track record of success in providing investment advice and guidance to clients. Currently, Christian is registered with UBS Securities LLC and holds a Series 7, Series 52, Series 63, Series 79, and SIE license. Prior to joining UBS Securities LLC, Christian worked for UBS Financial Services Inc. Christian is dedicated to helping clients achieve their financial goals and has a proven ability to develop tailored investment strategies.

Firm Information

Christian Anderson is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Anderson’s Registration & Firm History

NY

05/10/2024 - Present

UBS Securities LLC (New York NY)

CT

05/14/2021 - 05/10/2024

UBS FINANCIAL SERVICES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/04/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 05/14/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christian David Anderson.
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