Unclaimed
Christian David Anderson is a financial professional with over three years of experience in the securities industry. Christian has a strong track record of success in providing investment advice and guidance to clients. Currently, Christian is registered with UBS Securities LLC and holds a Series 7, Series 52, Series 63, Series 79, and SIE license. Prior to joining UBS Securities LLC, Christian worked for UBS Financial Services Inc. Christian is dedicated to helping clients achieve their financial goals and has a proven ability to develop tailored investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2024 - Present
UBS Securities LLC (New York NY)
CT
05/14/2021 - 05/10/2024
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
BC
Issued 01/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/04/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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