Unclaimed
Christian Kosik is a financial advisor with Oppenheimer & Co. Inc. based in NEW YORK, NY. Christian has been in the industry since 1992. Christian is registered with the state of New Jersey as an Investment Advisor Representative and the state of New York as an Investment Advisor Representative and a Registered Representative. Christian is a Series 6, 7, 10, 24, 51, 63, and 65 licensed professional. Christian also has experience with CIBC WORLD MARKETS CORP. and VAN ECK SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/21/1998 - 04/08/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/11/1995 - 04/27/1998
VAN ECK SECURITIES CORPORATION (NEW YORK NY)
NJ
07/07/1992 - 07/24/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 08/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/13/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/31/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1998
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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