Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Brian Rafool is a financial advisor with Raymond James Financial Services Advisors, Inc. in Winter Haven, FL. Christian has been in the financial industry since May 1993. Christian holds a Series 7, Series 3, Series 10, Series 9, Series 63, and Series 65 license. Prior to joining Raymond James Financial Services Advisors, Inc., Christian was a financial advisor at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/31/2018 - Present
Raymond James Financial Services Advisors, Inc. (WINTER HAVEN FL)
FL
05/02/2014 - 09/28/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WINTER HAVEN FL)
FL
01/01/2008 - 05/02/2014
WELLS FARGO ADVISORS, LLC (LAKELAND FL)
FL
10/20/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WINTER HAVEN FL)
NY
05/06/1993 - 11/04/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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