Unclaimed
Christian Borgmeyer is a financial professional registered with FINRA and the state of New York. Christian has been in the industry since July 12, 2021, and is currently employed by TD Securities (usa) LLC. Prior to that, Christian worked at Cowen and Company. Christian has successfully passed the Series 63, Series 86, Series 87, and SIE exams. Christian is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/05/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
07/13/2021 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/04/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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