Unclaimed
Christian Bernard Pesci is a financial professional with over 18 years of experience in the industry. Christian has been registered with Piper Sandler & Co. since July 2022 and previously held positions at KeyBanc Capital Markets Inc., Cain Brothers & Company, LLC, Morgan Keegan & Company, Inc., Shattuck Hammond Partners LLC, and Citigroup Global Markets Inc. Christian is currently licensed in California and holds the Series 7, Series 63, SIE, and Series 79TO licenses. Christian has a strong track record of success in providing investment advisory services to clients. Christian's experience and expertise make him a valuable resource for clients seeking investment guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/27/2022 - Present
Piper Sandler & Co. (SAN FRANCISCO CA)
CA
12/22/2017 - 07/29/2022
KEYBANC CAPITAL MARKETS INC. (San Francisco CA)
CA
05/01/2012 - 12/22/2017
CAIN BROTHERS & COMPANY, LLC (SAN FRANCISCO CA)
CA
06/01/2007 - 04/30/2012
MORGAN KEEGAN & COMPANY, INC. (SAN FRANCISCO CA)
CA
01/24/2006 - 06/06/2007
SHATTUCK HAMMOND PARTNERS LLC (SAN FRANCISCO CA)
NY
11/20/2003 - 04/04/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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