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Christian Arlia

Hsbc Securities (usa) Inc.

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About Christian Arlia

Christian Arlia is an active broker with over 26 years in the industry. Christian currently holds licenses in Alabama, Colorado, Connecticut, Florida, Illinois, Maryland, Nevada, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Texas, and Virginia. Christian is a registered representative of HSBC Securities (USA) Inc. and has a strong track record of success in the financial services industry. Christian has been with HSBC Securities (USA) Inc. since 2013. Christian's previous experience includes roles at HSBC Brokerage (USA) Inc., Prime Charter LTD., and D.H. Blair & Co., Inc. Christian specializes in the investment management industry, and is committed to providing clients with personalized financial advice and guidance.

Firm Information

Christian Arlia is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Christian Arlia’s Registration & Firm History

NY

07/07/2021 - Present

Hsbc Securities (usa) Inc. (BROOKLYN NY)

NY

04/21/2003 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

01/02/1998 - 10/29/2001

PRIME CHARTER LTD. (NEW YORK NY)

NY

12/14/1994 - 01/12/1998

D. H. BLAIR & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/12/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2004

Series 24 - General Securities Principal Examination

BC

Issued 11/13/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/15/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christian Arlia.
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