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Christian Anthony Lim

Peak6 Capital Management LLC

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About Christian Anthony Lim

Christian Lim is a financial professional with Peak6 Capital Management LLC. Christian has two securities exams passed and 11 approved SRO registrations.

Firm Information

Christian Lim is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Lim’s Registration & Firm History

IL

06/21/2021 - Present

Peak6 Capital Management LLC (Chicago IL)

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Licenses & Designations

BC

Issued 06/21/2021

Series 57TO - Securities Trader Exam

BC

Issued 04/26/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Christian Anthony Lim.
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