Unclaimed
Christian Alexander Figueroa is a financial advisor with LPL Financial LLC based in Fort Mill, SC. Christian has a Series 6, Series 63, and Series 99TO license and is registered to sell securities in North Carolina and South Carolina. Christian has been in the industry since 2023 and has a previous employment at PFS INVESTMENTS INC. in St George, UT. Christian specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
12/14/2023 - Present
LPL Financial LLC (FORT MILL SC)
UT
09/05/2023 - 12/15/2023
PFS INVESTMENTS INC. (ST GEORGE UT)
BC
Issued 09/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Christian Figueroa is the right advisor for you? Invested Better is here to help.