Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christian? Claim Your ProfileChristian Bautista is a financial advisor with Charles Schwab & Co., Inc., based in Garden City, New York. Christian has been in the industry for over 8 years and holds licenses to provide investment advisory services. Christian's past employers include TD AMERITRADE, INC., Fidelity Brokerage Services LLC, and AXA Advisors, LLC. Christian has passed the Uniform Combined State Law Examination, the General Securities Sales Supervisor - General Module Examination, the General Securities Sales Supervisor - Options Module Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Christian is registered with FINRA and holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
01/19/2023 - Present
Charles Schwab & CO., Inc. (Garden City NY)
NY
06/22/2023 - 07/29/2024
TD AMERITRADE, INC. (Garden City NY)
NY
09/23/2015 - 11/29/2022
FIDELITY BROKERAGE SERVICES LLC (LAKE GROVE NY)
NY
04/22/2015 - 09/15/2015
AXA ADVISORS, LLC (WOODBURY NY)
BOTH
Issued 05/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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