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Christian Alan Cornell

Carty & Company, Inc.

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About Christian Alan Cornell

Christian Cornell is a financial advisor with over 30 years of experience in the industry. Christian is registered with Carty & Company, Inc. and holds Series 7, 24, 63, and 65 licenses. Christian is currently licensed in 30 states and provides investment advice to a diverse clientele. Christian's primary focus is on providing personalized financial planning services to individuals and families.

Firm Information

Christian Cornell is currently registered with Carty & Company, Inc.. Carty & Company, Inc. is a Corporation formed on October 7, 1970. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christian Cornell’s Registration & Firm History

TN

05/26/1992 - Present

Carty & Company, Inc. (MEMPHIS TN)

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Licenses & Designations

IA

Issued 12/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/30/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christian Alan Cornell. Review regulatory record here.
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