Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christen? Claim Your ProfileChristen Lacey is a financial professional with over 14 years of experience in the industry. Currently, Christen is registered with Bofa Securities, Inc. and is located in Boston, Massachusetts. Previously, Christen has held positions at Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, and FLEET SECURITIES, INC. Christen has passed the Series 66, Series 63, Series 10, Series 9, SIE, and Series 7 exams. Christen holds a registration with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MA
10/10/2022 - Present
Bofa Securities, Inc. (BOSTON MA)
MA
11/30/2016 - 09/21/2022
WELLS FARGO CLEARING SERVICES, LLC (WALTHAM MA)
NY
11/01/2010 - 05/17/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
02/25/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
TX
08/28/2001 - 07/22/2004
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 12/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christen Lacey is the right advisor for you? Invested Better is here to help.
