Unclaimed
Christa Maxwell is a financial professional with over 18 years of experience in the industry. Christa currently holds a Series 7, Series 31 and SIE licenses and has been registered as a broker in both Texas and Connecticut. Christa has worked for AMG Distributors, Inc., Foreside Fund Services, LLC, IMST Distributors, LLC, Thornburg Securities Corporation, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/14/2023 - Present
AMG Distributors, Inc. (STAMFORD CT)
ME
02/24/2020 - 07/21/2023
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
ME
10/19/2018 - 10/09/2019
IMST DISTRIBUTORS, LLC (PORTLAND ME)
TX
07/20/2015 - 08/09/2017
FORESIDE FUND SERVICES, LLC (DALLAS TX)
NM
02/22/2005 - 06/08/2015
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
NY
07/13/2004 - 01/04/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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